-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CsglB4w6MCoGD/fjTCW6KYNUsbUeSXb95JqtNitsPtWDM1/+H5DJix5/FLsqkxkM Fu06W0Ps6KYXZ7inkO5ssg== 0000950137-03-001017.txt : 20030214 0000950137-03-001017.hdr.sgml : 20030214 20030214135203 ACCESSION NUMBER: 0000950137-03-001017 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DRIEMANN LEONHARD CENTRAL INDEX KEY: 0001208780 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 1285 LOCK LAKE CITY: LAKE FOREST STATE: IL ZIP: 60045 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SALTON INC CENTRAL INDEX KEY: 0000878280 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 363777824 STATE OF INCORPORATION: DE FISCAL YEAR END: 0626 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42085 FILM NUMBER: 03565831 BUSINESS ADDRESS: STREET 1: 1955 FIELD COURT STREET 2: - CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 8478034600 MAIL ADDRESS: STREET 1: 1955 FIELD COURT CITY: LAKE FOREST STATE: IL ZIP: 60045 FORMER COMPANY: FORMER CONFORMED NAME: SALTON MAXIM HOUSEWARES INC DATE OF NAME CHANGE: 19930328 SC 13G 1 c74775asc13g.htm SCHEDULE 13G Schedule 13G
 

OMB APPROVAL
OMB Number: 3235-0145
Expires: December 31, 2005
Estimated average burden
hours per response...11


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. )*

Salton, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

795757103

(Cusip Number)

December 31, 2002

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        o Rule 13d-1 (c)

        x Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).

 

 

             
13G
CUSIP No. 795757103
  1. Name of Reporting Person:
Leonhard Dreimann		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
United States
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
852,707 (‡)
6. Shared Voting Power:
0
7. Sole Dispositive Power:
852,707 (‡)
8.Shared Dispositive Power:
0
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
852,707 (‡)
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o
  11.Percent of Class Represented by Amount in Row (9):
5.7%(†)
  12.Type of Reporting Person:
IN

(†) Percentage shown assumes the exercise of options to acquire Common Stock (exercisable within 60 days) held by the reporting person and the conversion of all outstanding shares of the issuer’s Series A Preferred Stock (which are all immediately convertible into shares of Common Stock and the holders of which currently vote together with the holders of Common Stock as a single class).

(‡) Includes, with respect to the reporting person, 402,756 shares of Common Stock underlying immediately exercisable options held by the reporting person.

2

 

13G
       
Item 1.
  (a) Name of Issuer:
    Salton, Inc.
  (b) Address of Issuer’s Principal Executive Offices:
    1955 West Field Court
Lake Forest, IL 60045
 
Item 2.
  (a) Name of Person Filing:
    Leonhard Dreimann
  (b) Address of Principal Business Office or, if none, Residence:
    1955 West Field Court
Lake Forest, IL 60045
  (c)Citizenship:
    United States
  (d) Title of Class of Securities:
    Common Stock
  (e) CUSIP Number:
    795757103
 
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  x Not Applicable.
  (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
  (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j) o Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 

3

 

13G
       
Item 4. Ownership.
  (a) Amount beneficially owned:
    852,707 (‡) shares
  (b) Percent of class:
    5.7%(†)
  (c) Number of shares as to which the person has:
    (i) Sole power to vote or to direct the vote:
      852,707 (‡) shares
    (ii) Shared power to vote or to direct the vote:
      0 shares
    (iii) Sole power to dispose or to direct the disposition of:
      852,707 (‡) shares
    (iv) Shared power to dispose or to direct the disposition of:
      0 shares
 
(†) Percentage shown assumes the exercise of options to acquire Common Stock (exercisable within 60 days) held by the reporting person and the conversion of all outstanding shares of the issuer’s Series A Preferred Stock (which are all immediately convertible into shares of Common Stock and the holders of which currently vote together with the holders of Common Stock as a single class).

(‡) Includes, with respect to the reporting person, 402,756 shares of Common Stock underlying immediately exercisable options held by the reporting person.

 
Item 5.Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
 
Item 6.Ownership of More than Five Percent on Behalf of Another Person.
 
Not Applicable.
 
Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
Not Applicable.
 
Item 8.Identification and Classification of Members of the Group.
 
Not Applicable.
 
Item 9.Notice of Dissolution of Group.
 
Not Applicable.

4

 

13G
       
Item 10.Certification.
 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
   
Date: February 13, 2003
   
By: /s/ 
Name:
Title:
   
(Individually)
 
/s/ LEONHARD DREIMANN
Name: LEONHARD DREIMANN
Title:

Footnotes:

(†) Percentage shown assumes the exercise of options to acquire Common Stock (exercisable within 60 days) held by the reporting person and the conversion of all outstanding shares of the issuer’s Series A Preferred Stock (which are all immediately convertible into shares of Common Stock and the holders of which currently vote together with the holders of Common Stock as a single class).

(‡) Includes, with respect to the reporting person, 402,756 shares of Common Stock underlying immediately exercisable options held by the reporting person.

5 -----END PRIVACY-ENHANCED MESSAGE-----